Join a leading fintech company that’s democratizing finance for all.

Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood and its subsidiaries and affiliates are lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.

With growth as the top priority...

The business is seeking curious, growth-minded thinkers to help shape our vision, structures and systems; playing a key-role as we launch into our ambitious future. If you’re invigorated by our mission, values, and drive to change the world — we’d love to have you apply.

About the team + role

The Securities Lending Operations Lead will be responsible for both processing and overseeing the day to day operations of the Securities Lending Operations team. The lead is responsible to assist in the development of the team to ensure a dynamic and efficient Securities Lending Operations team.

As a lead of the team, you will help oversee the team’s compliance to both regulatory and firm policies and procedures. This includes Reg SHO - Rule 204, 15c3-3 possession and control, and other applicable regulations. You will serve as an escalation point of contact for both internal and external stakeholders. This includes responsibility for maintaining accurate books and records and overseeing the reconciliation of cash breaks, position differences, and gathering and compiling risk data to ensure proper mitigation. Work closely with internal and vendor technology teams ensuring the system is operating accurately and while leading projects. Provide product knowledge, technical assistance, escalating complex issues to a manager or senior executive.

It is preferred that this role is located in one of the office locations listed on this job description which will align with our in-office working environment. This position is only eligible for remote work in limited geographies within the US where we do not have physical office locations. Please connect with your recruiter for more information regarding our in-office philosophy and expectations.

The role is located in the office location(s) listed on this job description which will align with our in-office working environment. Please connect with your recruiter for more information regarding our in-office philosophy and expectations.

What you’ll do

Ensure regulatory adherence to both regulatory and firm policies
Adhering to and remaining compliant with Robinhood Securities’ back office related to Written Supervisory Procedures
Processing Robinhood Securities’ regulatory inquiries, reporting and audits
Assist management with resolving escalated issues from trading, recalls and buy-ins
Liaising with compliance, trading, and business management to ensure strategies are implemented and objectives are met
Acting as a trusted aide de camp to the operations head
Executing tactics for the day to day operations of the middle office

What you bring

5+ years of experience in securities lending operations, buy-ins or related field
Ability to learn quickly, think critically and apply problem-solving skills to resolve issues and implement process improvements
Ability to thrive in an entrepreneurial environment while being trustworthy and self-motivated
Great communication and relationship management skills
Passion for Robinhood’s product and our mission to democratize access to our financial systems
Bachelor’s degree from an accredited institution
FINRA Series 24 or within 90 days

What we offer

Market competitive and pay equity-focused compensation structure
100% paid health insurance for employees with 90% coverage for dependents
Annual lifestyle wallet for personal wellness, learning and development, and more!
Lifetime maximum benefit for family forming and fertility benefits
Dedicated mental health support for employees and eligible dependents
Generous time away including company holidays, paid time off, sick time, parental leave, and more!
Lively office environment with catered meals, fully stocked kitchens, and geo-specific commuter benefits